Contact Dumont & Blake Investment Advisors, LLC with questions or comments about this web site. Investment advisory services offered through Dumont & Blake Investment Advisors, LLC an SEC Registered Investment Advisor.

DISCLOSURE INFORMATION

Dumont & Blake Investment Advisors, LLC (“Dumont & Blake”) is an SEC-registered investment adviser located in Princeton, New Jersey. Dumont & Blake and its representatives are in compliance with the current filing requirements imposed upon registered investment advisers. Dumont & Blake’s website is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information publications, and links. Accordingly, the publication of Dumont & Blake’s website on the Internet should not be construed by any consumer and/or prospective client as Dumont & Blake’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by Dumont & Blake with a prospective client shall be conducted by one of our representatives. A copy of Dumont & Blake’s current written disclosure statement discussing Dumont & Blake’s business operations, services, and fees is available from Dumont & Blake upon written request.

Dumont & Blake does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to Dumont & Blake’s website or incorporated herein, and takes no responsibility therefore. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.

Regarding investments and/or investment strategies, past performance may not be indicative of future results. Therefore, no current or prospective client should assume that future performance of any specific investment, investment strategy (including the investments and/or investment strategies recommended or undertaken by Dumont & Blake) or product made reference to directly or indirectly by Dumont & Blake in its website, or indirectly via a link to an unaffiliated third party website, will be profitable or equal the corresponding indicated performance level(s). Different types of investments involve varying degrees of risk, and there can be no assurance that any specific investment will either be suitable or profitable for a client or prospective client’s investment portfolio. Historical performance results for investment indices and/or categories generally do not reflect the deduction of transaction and/or custodial charges, the deduction of an investment management fee, nor the impact of taxes, the incurrence of which would have the effect of decreasing historical performance results.

Certain portions of Dumont & Blake’s website (i.e. newsletters, articles, commentaries, etc.) may contain a discussion of, and/or provide access to, Dumont & Blake’s (and those of other investment and non-investment professionals) positions and/or recommendations as of a specific prior date. Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendation(s). Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from Dumont & Blake, or from any other investment professional. Dumont & Blake is neither an attorney nor accountant, and no portion of the website content should be interpreted as legal, accounting or tax advice.

To the extent that any client or prospective client utilizes any economic calculator or similar device contained within or linked to Dumont & Blake’s website, the client and/or prospective client acknowledges and understands that the information resulting from the use of any such calculator/device, is not, and should not be construed, in any manner whatsoever, as the receipt of, or a substitute for, personalized individual advice from Dumont & Blake, or from any other investment professional.

Each client and prospective client agrees, as a condition precedent to his/her/its access to Dumont & Blake’s website, to release and hold harmless Dumont & Blake, its officers, directors, owners, employees and agents from any and all adverse consequences resulting from any of his/her/its actions and/or omissions which are independent of his/her/its receipt of personalized individual advice from Dumont & Blake.

PRIVACY NOTICE

Dumont & Blake Investment Advisors, LLC (referred to as “Dumont & Blake”), maintains physical, electronic, and procedural safeguards that comply with federal standards to protect its clients’ nonpublic personal information (“information”). Through this policy and its underlying procedures, Dumont & Blake attempts to secure the confidentiality of customer records and information and protect against anticipated threats or hazards to the security or integrity of customer records and information.

It is the policy of Dumont & Blake to restrict access to all current and former clients’ information (i.e., information and records pertaining to personal background, investment objectives, financial situation, tax information/returns, investment holdings, account numbers, account balances, etc.) to those employees and affiliated/nonaffiliated entities who need to know that information in order to provide products or services to the client. Dumont & Blake may disclose the client’s information if Dumont & Blake is: (1) previously authorized to disclose the information to individuals and/or entities not affiliated with Dumont & Blake, including, but not limited to the client’s other professional advisors and/or service providers (i.e., attorney, accountant, insurance agent, broker-dealer, investment adviser, account custodian, etc.); (2) required to do so by judicial or regulatory process; or (3) otherwise permitted to do so in accordance with the parameters of applicable federal and/or state privacy regulations. The disclosure of information contained in any document completed by the client for processing and/or transmittal by Dumont & Blake in order to facilitate the commencement/continuation/termination of a business relationship between the client and a nonaffiliated third party service provider (i.e., broker-dealer, investment adviser, account custodian, insurance company, etc.), including information contained in any document completed and/or executed by the client for Dumont & Blake (i.e., advisory agreement, client information form, etc.), shall be deemed as having been automatically authorized by the client with respect to the corresponding nonaffiliated third party service provider.

Dumont & Blake permits only authorized employees and affiliates who have signed a copy of Dumont & Blake’s Privacy Policy to have access to client information. Employees violating Dumont & Blake’s Privacy Policy will be subject to Dumont & Blake’s disciplinary process. Additionally, whenever Dumont & Blake hires other organizations to provide services to Dumont & Blake’s clients, Dumont & Blake will require them to sign confidentiality agreements and/or the Privacy Policy.

Should you have any questions regarding the above, please contact Morley Goldberg, President of Dumont & Blake Investment Advisors, LLC, at 800-345-3200.

Site by ThreeBears.com, Princeton